Securities and Futures Regulations

The regulated person has provided to its customer the following statements in writing:(i) a statement that the regulated person has assessed its customer  to be a person mentioned in section 4A(1)(a)(i), (ii), (iii) or (iv) of the SFA;(ii)a statement that its customer may consent to being treated by the regulated person as an accredited investor for the purposes of all of the consent provisions;(iii)a statement that, if Athe customer consents in accordance with the statement mentioned in sub-paragraph (ii), the customer may at any time withdraw his or her consent, upon which the regulated person must not (after the period of time specified in the statement) treat the customer as an accredited investor for the purposes of all of the consent provisions;(iv)the general warning set out in the First Schedule of the Securities and Futures (Classes of Investors) Regulations 2018;(v)a clear explanation in plain language of the effect under the applicable consent provisions of the customer being treated by the counterparty as an accredited investor, in sufficient detail as to enable the customer to make an informed decision whether to opt to be treated by the regulated person as an accredited investor; and

The regulated person has provided to its customer the following statements in writing:(i) a statement that the regulated person has assessed its customer  to be a person mentioned in section 4A(1)(a)(i), (ii), (iii) or (iv) of the SFA;(ii)a statement that its customer may consent to being treated by the regulated person as an accredited investor for the purposes of all of the consent provisions;(iii)a statement that, if Athe customer consents in accordance with the statement mentioned in sub-paragraph (ii), the customer may at any time withdraw his or her consent, upon which the regulated person must not (after the period of time specified in the statement) treat the customer as an accredited investor for the purposes of all of the consent provisions;(iv)the general warning set out in the First Schedule of the Securities and Futures (Classes of Investors) Regulations 2018;(v)a clear explanation in plain language of the effect under the applicable consent provisions of the customer being treated by the counterparty as an accredited investor, in sufficient detail as to enable the customer to make an informed decision whether to opt to be treated by the regulated person as an accredited investor; and

“consent provision” means any of the following:(a)section 186(1) of the SFA;(b)paragraph (a) of the definition of “relevant person” in section 275(2) of the SFA, for the purposes of section 251(3) or (4)(a), 275(1) or 276(1)(b), (2)(b), (3)(i)(A) or (4)(i)(A) of the SFA;(c)paragraph (a) of the definition of “relevant person” in section 305(5) of the SFA, for the purposes of section 300(2A) or (2B)(a), 305(1) or 305A(1)(b), (2)(i)(A) or (3)(i)(A) of the SFA;(d)the definition of “retail customer” in regulation 2 of the Securities and Futures (Licensing and Conduct of Business) Regulations, for the purposes of regulation 16(1)(b) or (ba), 17(2), 18A, 19, 20A, 21(2), 26(1)(a), 27A, 34(2), 34A, 35(2), 47BA or 47E(1), (2) or (4) of those Regulations;(e)the definition of “client or member of the public” in regulation 3A(7) of the Securities and Futures (Licensing and Conduct of Business) Regulations, for the purposes of paragraph (5)(c), (d) or (e) of that regulation;(f)regulation 7(3), 13B(4)(b)(ii), 33(3), 40(1A)(b), 45(2) or (7), 47A(3)(a)(i) or 47DA(3)(a) of the Securities and Futures (Licensing and Conduct of Business) Regulations;(g)regulation 4A(6), 28(1)(b), 32C(1)(d), 33(1)(a) or (2), 34(1)(a) or (2), 34A(1)(d)(i) or 35(1)(a)(ii) or (2) of the Financial Advisers Regulations (Cap. 110, Rg 2);(h)the definition of “targeted client” in regulation 18B(9) of the Financial Advisers Regulations.

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Crossbridge Capital Asia Pte Ltd
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Singapore 078881

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Address

Crossbridge Capital Asia Pte Ltd
One Wallich Street
#24-05 Guoco Tower
Singapore 078881

Regulated by Monetary Authority of Singapore (MAS)

Integrated with MyInfo for seamless account opening